Bank Secrecy Act Policy

Table of Contents

Purpose and Contents - Topic 1

Policy Description, Authority and Scope - Topic 2

Definitions - Topic 3

Risk Management and Assessment - Topic 4

Currency Transaction Reporting - Topic 5

Currency Transaction Exemptions - Topic 6

Currency and Foreign Transaction Reporting - Topic 7

Monetary Instrument Log Guidelines - Topic 8

Funds Transfer System - Topic 9

Suspicious Activity Reporting - Topic 10

Anti-Money Laundering Policy - Topic 11

Know Your Customer Policy - Topic 12

Customer Identification Program Policy - Topic 13

OFAC Policy - Topic 14

Money Services Business Guidelines - Topic 15

Audit Policy - Topic 16

Staff Training - Topic 17

Penalties - Topic 18

Retention of Records - Topic 19

Includes the following form templates:

BSA Checklist for Funds Transfers (1 page)

BSA Checklist for High Risk Accounts (1 page)

BSA CIP Loan Applicant Information (1 page)

BSA Exemption Form (1 page)

BSA Monetary Instrument Log Form Template (2 pages)

BSA Money Services Business Checklist (2 pages)

BSA Money Services Business Questionnaire (4 pages)

BSA SAR Incident Report - 2 pages

Recent updates to this product:

This policy template (approximately 140 pages in Arial Font Size 9 text) is available to purchase from Bankpolicies.com in Microsoft® Word format for a flat fee of $475.00, and you can receive your order via e-mail attachment or on CD-ROM for large volume orders.

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