Bank Secrecy Act Policy

Table of Contents

Purpose and Contents - Topic 1

Policy Statement - Topic 2

Structure of Accountability - Topic 3

Compliance Program and Structure - Topic 4

Definitions - Topic 5

Risk Management and Assessment - Topic 6

Customer Identification Program Policy - Topic 7

Suspicious Activity Reporting - Topic 8

Currency Transaction Reporting - Topic 9

Currency Transaction Reporting Exemptions - Topic 10

Information Sharing - Topic 11

Monetary Instruments - Topic 12

Funds Transfers and Recordkeeping Requirements - Topic 13

Anti-Money Laundering Policy - Topic 14

Private Banking - Topic 15

Special Measures - Topic 16

Foreign Bank and Financial Accounts Reporting - Topic 17

International Transportation of Currency or Monetary Instruments - Topic 18

OFAC Policy - Topic 19

Other Persons and Entities - Topic 21

Know Your Customer Policy - Topic 22

Audit Policy - Topic 23

Staff Training - Topic 24

Penalties - Topic 25

Retention of Documentation - Topic 26

Includes the following form templates:

BSA Checklist for Funds Transfers (1 page)

BSA Checklist for High Risk Accounts (1 page)

BSA CIP Loan Applicant Information (1 page)

BSA Exemption Form (1 page)

BSA Monetary Instrument Log Form Template (2 pages)

BSA Money Services Business Checklist (2 pages)

BSA Money Services Business Questionnaire (4 pages)

BSA SAR Incident Report - 2 pages

Recent updates to this product:

This policy template (approximately 179 pages in Arial Font Size 9 text) is available to purchase from Bankpolicies.com in Microsoft® Word format for a flat fee of $475.00, and you can receive your order via e-mail attachment or on CD-ROM for large volume orders.

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