Chief Compliance Officer

Job Description Summary

The Chief Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Program. This position plans, organizes, and controls the Bank's day to day administrative, lending and operational compliance activities; collaborates with the Chief Operating Officer in the overall administration of these directives for the Bank. Participates in various committees, audits and examinations. Supervises the responsibilities of the Bank Secrecy Act/OFAC Officer, Community Reinvestment Act Officer, Privacy Officer, and Bank Security and Safety Officer to ensure compliance efforts are maintained on a daily basis. Conducts staff training related to new hires, compliance, customer service, mainframe and software computer programs. Advises the Board of Directors, Senior Management and Bank personnel of emerging compliance issues and consults and guides the Bank in the establishment of controls to mitigate risks. Ensures department activities run smoothly and efficiently by providing leadership, training and supervision. The position of Chief Compliance Officer performs direct supervisory duties of assigned department staff, coordinates staff for coverage in assigned areas of the department, and is required to be fully knowledgeable and skilled in all areas of the department.

NOTE: This job description is designed for large financial institutions that have specialized compliance positions that are supervised by an employee occupying this position.

All job descriptions developed by Bankpolicies.com also include the following subject matter to help you develop an ADA compliant document:

- Essential Duties

- Secondary Duties

- Supervisory Responsibility

- Environment and Physical Activity

- Mental Demands

- Position Requirements

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