Compliance Officer

Job Description Summary

The Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Program. This position plans, organizes, and controls the Bank's day-to-day administrative, lending and operational compliance activities; collaborates with the Chief Operating Officer in the overall administration of these directives for the Bank. Participates in various committees, audits and examinations. Performs duties as the Bank Secrecy Act/OFAC Officer, Community Reinvestment Act Officer, Privacy Officer, and Bank Security and Safety Officer. Conducts staff training related to new hires, compliance, customer service, mainframe and software computer programs. Advises the Board of Directors, Senior Management and Bank personnel of emerging compliance issues and consults and guides the Bank in the establishment of controls to mitigate risks.

NOTE: This job description is designed to be a "cover all" for small financial institutions that do not have specialized compliance positions nor supervise other employees.

All job descriptions developed by Bankpolicies.com also include the following subject matter to help you develop an ADA compliant document:

- Essential Duties

- Secondary Duties

- Supervisory Responsibility

- Environment and Physical Activity

- Mental Demands

- Minimum Requirements

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