Compliance Management Update Details

Product Update Notification

Compliance Management Policy Update Details - 07/22/08

What's Revised

Topic 6 - Training and Communication. The contents of this section were broken out into the following subtopics for enhanced sample guidance:

General

Board of Directors and Senior Management Training

Topic 7 - Compliance Monitoring and Auditing. The following new subtopics were added to replace the "Audits/Compliance Monitoring" subtopic which was deleted:

Compliance Monitoring

Audit Policy

Topic 10 - Complaint Policy. This entire section was revised and now includes the following subtopics:

Policy Statement

Bank Complaint Submission and Processing Procedures

Federal Regulator Complaint Submission References

Audit Policy

Retention of Documentation

Product Contents

Purpose and Contents - Topic 1

Policy Statement - Topic 2

Structure of Accountability - Topic 3

Duties and Responsibilities - Topic 4

Compliance to Regulations - Topic 5

Training and Communication - Topic 6

Compliance Monitoring and Auditing - Topic 7

Forms Management - Topic 8

Centralized Compliance Information Resources - Topic 9

Complaint Policy - Topic 10

Includes the following form templates:

Complaint Log (1 page)

Complaint Report (1 page)

Ordering Information

This product is available to purchase from Bankpolicies.com for:

$175.00 - List Price

- or -

$25.00* - Update Price

*Applies only to clients who have purchased the Compliance Management Policy Template within the last three years.

If you have ordered either of these products after 06/22/08 you are eligible to receive the product update at no charge.

Click here to place an order for this product. Clients who are eligible for our Legacy Rewards Volume Discount can apply their applicable discount level to the list or update price (whichever applies).

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