New Accounts Policy

Table of Contents

Purpose and Contents - Topic 1

Policy Statement - Topic 2

Required Disclosures - Topic 3

Minimum Opening Balance Requirements - Topic 4

New Account Screening - Topic 5

Guidelines for Acceptable Identification and General Information - Topic 6

Foreign Government, Embassies, or Political Figure Accounts - Topic 7

Money Order Accounts - Topic 8

NAICS Code Procedures - Topic 9

Tenancy Eligibility - Topic 10

Tenancy Arrangements - Topic 11

Certificates of Fictitious Firm Names - Topic 12

Assuring Collected Funds for Deposit - Topic 13

Assigning Account Numbers - Topic 14

File Requirements - Topic 15

Reports and Callback Procedures - Topic 16

Statements - Topic 17

Powers of Attorney - Topic 18

Facsimile Signatures - Topic 19

Retention of Documentation - Topic 20

Includes the following form templates:

Facsimile Signature Agreement (2 pages)

New Account Checklist - Business (1 page)
New Account Checklist - Personal (1 page)
New Account Documents Waived List (1 page)
New Account Letter (1 page)
New Account Master Signature List (1 page)
New Account Pending Documentation Tracking Form (1 page)

New Accounts Authorization for Account Non-Signers (1 page)
New Accounts Secondary Signature Card Review Form (1 page)

New Customer Information Sheet (2 pages)

Power of Attorney (1 page)

Recent updates to this product:

04/06/09 Update

This policy template (approximately 23 pages in Arial Font Size 9 text) is available to purchase from Bankpolicies.com in Microsoft® Word format for a flat fee of $275.00, and you can receive your order via e-mail attachment or on CD-ROM for large volume orders.

Mix and Match Volume Pricing

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Ordering Instructions

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Sample Request

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All prices as of 7/25/2010 and subject to change without prior notice.