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Product Update Notification - 07/26/10 Regulation O and Insider Activity Policy Update Details What's Revised Topic 2 - Policy Statement. A new subtopic entitled " Insider Transactions" was added. In addition, the following subtopics were revised: General - A new final paragraph was added. Key Components - Bullet points 1 and 8 were revised Topic 4 - Regulation O and Related Laws and Regulations. The following subtopics were added: 18 USC 215 18 USC 657 18 USC 709 18 USC 1001 18 USC 1006 18 USC 1014 18 USC 1344 18 USC 1517 Topic 5 - Board of Directors and Senior Management Responsibilities. The first and last paragraphs were revised. Topic 6 - Risk Management. The entire contents were revised, and the topic now includes the following subtopics: General Risk Management Categories Risk Management Program Overview Fraud and Insider Abuse Red Flags Key Areas of Risk and Mitigation Techniques Topic 18 - Retention of Documentation. Formerly Topic 13 (Recordkeeping Requirements), this topic was renamed and moved to match the format of our other policy template products. No revisions were made to the contents. Ordering Information This product is available to purchase from Bankpolicies.com for: $275.00 - List Price - or - $75.00* - Update Price *Applies only to clients who have purchased the Regulation O and Insider Activity Policy Template within the last three years. If you have ordered this product after 06/26/10 you are eligible to receive the product update at no charge. Click here to place an order for any of these products. The appropriate Legacy Rewards Volume Discount will be applied to the update or list price for clients who are eligible. NOTE: Refer to our Place an Order page for important information regarding payment terms and our return policy. Orders placed for Product Updates are only available directly through Bankpolicies.com. Find Out What's New or Revised with our Product Update Program Our Product Update Program allows existing clients to receive e-mail notifications from us the same day we issue a new or revised product. We encourage you to subscribe today for this free and convenient service. |