Regulation W Policy Template Update Details

Product Update Notification - 10/21/08

What's New

Topic 12 - Audit Policy. This new topic provides guidance with respect to a financial institution's requirement to conduct periodic independent audit reviews of its Regulation W compliance initiatives and activities.

What's Revised

Topic 8 - Subpart E - Exemptions from the Provisions of Section 23A. A new bullet point 14 was added to the "Transactions Exempt from Quantitative Limits, Collateral Requirements and Low-Quality Asset Prohibition" subtopic.

Topic 13 - Staff Training. This topic was updated to reflect current sample guidance for the periodic training of financial institution personnel involved in Regulation W activities.

Product Contents

Purpose and Contents - Topic 1

Policy Statement - Topic 2

Regulation W Background - Topic 3

Definitions - Topic 4

Subpart B - General Provisions of Section 23A - Topic 5

Subpart C - Valuation and Timing Principals of Section 23A - Topic 6

Subpart D - Other Requirements of Section 23A - Topic 7

Subpart E - Exemptions from the Provisions of Section 23A - Topic 8

Subpart F - General Provisions of Section 23B - Topic 9

Subpart G - Application to U.S. Banks and Agencies of Foreign Banks - Topic 10

Subpart H - Miscellaneous Interpretations - Topic 11

Audit Policy - Topic 12

Staff Training - Topic 13

Retention of Records - Topic 14

Ordering Information

This product is available to purchase from Bankpolicies.com for:

$175.00 - List Price

- or -

$25.00* - Update Price

*Applies only to clients who have purchased the Regulation W Policy Template within the last three years.

If you have ordered this product after 09/21/08 you are eligible to receive the product update at no charge.

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