Table of Contents

Purpose and Contents – Topic 1
Policy Statement - Topic 2
Definitions - Topic 3
Regulation O and Related Laws and Regulations - Topic 4
Board of Directors and Senior Management Responsibilities - Topic 5
Risk Management - Topic 6
Duty of Care and Duty of Loyalty - Topic 7
Compensation and Benefits Paid to Insiders - Topic 8
Extension of Credit - Topic 9
General Prohibitions - Topic 10
Additional Restrictions on Loans to Executive Officers - Topic 11
Unauthorized Extension of Credit - Topic 12
Public Disclosure - Topic 13
Reporting Requirement for Credit Secured by Bank Stock - Topic 14
Civil Penalties - Topic 15
Application to Savings Associations - Topic 16
Audit Policy - Topic 17
Staff Training - Topic 18
Retention of Documentation - Topic 19

Includes the following form template:

Insider Policy Acknowledgement of Receipt (1 page)

This policy template (approximately 38 pages in Arial Font Size 9 text) is available to purchase from in Microsoft® Word format for a flat fee of $175.00.

Mix and Match Volume Pricing

Would you like to mix and match multiple policies, procedures or job descriptions and receive a special volume discount? Click here to see how much you can save.

Ordering Instructions

Click here if you wish to place an order.

Sample Request

Click here if you are interested in receiving a sample version of this product by e-mail attachment.

Additional information